Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01252 | 01/28/2020 | Claimant(s): Haider Sharifi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew E. Gelfand Arbitrator(s): Carl F. Bowmer Hearing Site: Richmond, VA | ||
| 19-01808 | 01/28/2020 | Claimant(s): Steven Gretchko Claimant Lawyers(s): Erica Harris Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kenneth Crowley Arbitrator(s): Terrance J. Dorcy Hearing Site: Detroit, MI | ||
| 19-01853 | 01/28/2020 | Claimant(s): Gary Ribe Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Sara K. Yates Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 19-02159 | 01/28/2020 | Claimant(s): Edward Ryan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-01382 | 01/27/2020 | Claimant(s): Gregory Nerantzis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jane Tam Hearing Site: Richmond, VA | ||
| 19-01491 | 01/27/2020 | Claimant(s): Allied Millennial Partners Claimant Lawyers(s): Robert M. Bursky Respondent(s): Francesco Palmiotti Respondent Lawyers(s): Matthew N. Fiorovanti Arbitrator(s): Howard J. Stiefel Hearing Site: New York, NY | ||
| 19-02696 | 01/27/2020 | Claimant(s): Robert Weldon Claimant Lawyers(s): Robert Michael Weldon Respondent(s): Nuveen Securities Respondent Lawyers(s): Jennifer Englander Arbitrator(s): James R. McGuone Hearing Site: Atlanta, GA | ||
| 18-00351 | 01/23/2020 | Claimant(s): Samuel Adams Claimant Lawyers(s): David E Rothstein Respondent(s): Scottrade Inc. Respondent Lawyers(s): Ashley Kutz Kelly Arbitrator(s): Gregory D. Hoffmann, Patricia Ann Tracey, Bruce W. Bennett Hearing Site: Columbia, SC | ||
| 18-01151 | 01/23/2020 | Claimant(s): Garett Ceraso Claimant Lawyers(s): Kevin T. Hoffman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Kenneth J. Turnbull Arbitrator(s): Joseph R. Brancaleone, Martin L. Feinberg, Susan Manca Hearing Site: New York, NY | ||
| 19-01376 | 01/23/2020 | Claimant(s): Michael Boagni Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): C. Sumpter Logan Hearing Site: New Orleans, LA |