| 19-02400 | 03/16/2020 | Claimant(s): Timothy Metcalf
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Lauren Beckman
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
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| 16-03756 | 03/14/2020 | Claimant(s): Daniel Jakuta, David Heide, John Golen, Mark Anderson
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Mark L Miller, Arne R. Rode, Alfonso Cobb
Hearing Site: Chicago, IL
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| 17-03511 | 03/13/2020 | Claimant(s): Gregory Zimmerman, Staci Walls
Claimant Lawyers(s): Aaron Israels
Respondent(s): Alps Distributors., Alps Portfolio Solutions Distributor Inc
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Ilene T. Gormly
Hearing Site: Denver, CO
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| 18-00515 | 03/13/2020 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Matthew Beaver
Respondent Lawyers(s): Matthew Beaver
Arbitrator(s): Stephen Wayne Medlin, Stuart W. Smith, David F. Barrett
Hearing Site: St. Louis, MO
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| 18-01845 | 03/13/2020 | Claimant(s): Yang Song
Claimant Lawyers(s): Yang Lucas Song
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Ilene T. Gormly, Mary C. Davis, Carla B. Minckley
Hearing Site: Denver, CO
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| 18-03148 | 03/13/2020 | Claimant(s): Kurtis Magee
Claimant Lawyers(s): Neda Ataie
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Jeffrey E. Skogsbergh, Joseph C. Watson, Paul Isaac Matloff
Hearing Site: Los Angeles, CA
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| 19-01720 | 03/13/2020 | Claimant(s): Matt Ward
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): Robert H. Decker
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
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| 19-01804 | 03/13/2020 | Claimant(s): Todd Gregory
Claimant Lawyers(s): Nathan Lamb
Respondent(s): D.H. Hill Securities, LLLP
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Susan L. Walker
Hearing Site: Kansas City, MO
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| 19-02217 | 03/13/2020 | Claimant(s): Michael Myers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Private Consulting Group.
Respondent Lawyers(s): Robert L. Keys
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
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| 19-02275 | 03/13/2020 | Claimant(s): David Sipe
Claimant Lawyers(s): Frances Menzer
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
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