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FINRA Awards for David Sipe

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0219103/16/2020Claimant(s): David Sipe
Claimant Lawyers(s): Frances Menzer
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
19-0227503/13/2020Claimant(s): David Sipe
Claimant Lawyers(s): Frances Menzer
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA

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