Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01658 | 06/11/2020 | Claimant(s): Karen Gallahar Claimant Lawyers(s): Joel M Everest Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL | ||
| 19-03308 | 06/11/2020 | Claimant(s): Aaron Clark Claimant Lawyers(s): Russell Chapman Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Judy Louie Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 18-03824 | 06/10/2020 | Claimant(s): Anthony Cipolla Claimant Lawyers(s): Thomas A. Brown Respondent(s): Morgan Stanley Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): James A. Joseph, Jeffry M. Bauer, Gary E Vickers Hearing Site: Buffalo, NY | ||
| 19-02072 | 06/10/2020 | Claimant(s): Justin Podbielski, Xochil Rivera Claimant Lawyers(s): Marc T. Miller Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Dale S. Cronnell, Samuel H. Chorches, Mark Stuart Gurevitz Hearing Site: Hartford, CT | ||
| 19-02717 | 06/10/2020 | Claimant(s): Scott Shulman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Anthony Paduano Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 19-02825 | 06/10/2020 | Claimant(s): Derek Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Las Vegas, NV | ||
| 19-03156 | 06/10/2020 | Claimant(s): John Moran Claimant Lawyers(s): Rachel Mech Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 19-03322 | 06/10/2020 | Claimant(s): Haydee Delgado Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 19-03396 | 06/10/2020 | Claimant(s): Todd Foster Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SunAmerica Securities. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Jay Lawrence Witkin Hearing Site: Phoenix, AZ | ||
| 20-00144 | 06/10/2020 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Terrence Diehl Respondent Lawyers(s): Terrence Jeffrey Diehl Arbitrator(s): Jim Geiger Hearing Site: Syracuse, NY |