Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02960 | 06/03/2024 | Claimant(s): Eric Duncan Claimant Lawyers(s): Peter Lindholm Respondent(s): Moloney Securities Co.. Respondent Lawyers(s): Matthew D. Turner Arbitrator(s): Michael F. Jordan Hearing Site: Denver, CO | ||
| 24-00244 | 06/03/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jason D. Evans Respondent(s): Ryan Stoner Respondent Lawyers(s): Ryan Scott Stoner Arbitrator(s): Marcia Bonita Gevers Hearing Site: Chicago, IL | ||
| 23-01364 | 06/03/2024 | Claimant(s): Marinos Ballas Claimant Lawyers(s): Michael H. Ference Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Gerald M. Levine Hearing Site: New York, NY | ||
| 23-02605 | 06/03/2024 | Claimant(s): Natasha Jahn Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Key Investment Services LLC Respondent Lawyers(s): Joseph S. Simms Arbitrator(s): Bert P. Krages Hearing Site: Seattle, WA | ||
| 23-03614 | 06/03/2024 | Claimant(s): NYLife Securities LLC, New York Life Insurance Company Claimant Lawyers(s): Christopher J. Murdoch Respondent(s): Brian Chicas Respondent Lawyers(s): Brian Ariel Chicas Arbitrator(s): B. John Dill Hearing Site: Boston, MA | ||
| 23-01161 | 05/31/2024 | Claimant(s): Travis Hughes Claimant Lawyers(s): Michael Bessette Respondent(s): Equitable Advisors Respondent Lawyers(s): Renata Ortiz Bloom Arbitrator(s): Charles Earle Riggs Hearing Site: Albuquerque, NM | ||
| 23-01902 | 05/31/2024 | Claimant(s): Curt Hall Claimant Lawyers(s): Clayton B. McCullough Respondent(s): UBS Financial Services Inc., Mary Reid Respondent Lawyers(s): D. Randle Moody Arbitrator(s): Mauricio Arcadier, Dana R. Krajack, John Norman Lindsay Hearing Site: Columbia, SC | ||
| 23-02638 | 05/30/2024 | Claimant(s): Martin Walcoe Claimant Lawyers(s): Michael Shannon Respondent(s): David Lerner Associates. Respondent Lawyers(s): Allen Holeman Arbitrator(s): Howard D. Jacob, Sam Antar, Thomas Hynes Hearing Site: New York, NY | ||
| 23-02722 | 05/30/2024 | Claimant(s): Sneha Mahajan Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 23-01449 | 05/30/2024 | Claimant(s): John Paul Morales Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Amanda L. Parisi Arbitrator(s): John Francis Markuns Hearing Site: Hartford, CT |