Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
23-02598 | 05/01/2024 | Claimant(s): Williams Butcher Claimant Lawyers(s): Seth Ian Rubinson Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P. Nicholson Arbitrator(s): G. Dennis Sheehan, Dawna Kim Larson, Nick Thomas Hearing Site: Houston, TX | ||
23-02692 | 05/01/2024 | Claimant(s): Carl Labruna Claimant Lawyers(s): Carl John Labruna Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Louis David Huss, Mark A. Jacoby, Lauren Beth Shapiro Hearing Site: Boca Raton, FL | ||
22-02666 | 04/30/2024 | Claimant(s): David Del Toro Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
23-01743 | 04/30/2024 | Claimant(s): Francis Amsler, Marc Laborde Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Rockefeller Financial LLC Respondent Lawyers(s): William Fenrich Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX | ||
24-00216 | 04/29/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): Howard Graham Respondent Lawyers(s): Howard Okeefe Graham Arbitrator(s): Robert H. Putnam Hearing Site: Jackson, MS | ||
24-00260 | 04/29/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Carlin A. McCrory Respondent(s): Tony Graybeal Respondent Lawyers(s): Tony Graybeal Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL | ||
23-02246 | 04/29/2024 | Claimant(s): Darrin Cohen Claimant Lawyers(s): Brian Luther Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Greg Curley Arbitrator(s): Andy W. Morgan Hearing Site: Atlanta, GA | ||
23-02189 | 04/29/2024 | Claimant(s): Yolanda Rosich Clemente Claimant Lawyers(s): Sara L. Velez Santiago Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramirez Morales Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR | ||
23-02762 | 04/29/2024 | Claimant(s): Jeffrey Hill Claimant Lawyers(s): Robert Moses Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
23-02932 | 04/29/2024 | Claimant(s): Chadwick Richards Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN |