Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03688 | 07/06/2020 | Claimant(s): Brian Carey Claimant Lawyers(s): Russell Chapman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 20-00738 | 07/06/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Riza Hernandez Respondent Lawyers(s): Riza Khalil Hernandez Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA | ||
| 19-03255 | 07/03/2020 | Claimant(s): John Piemonte Claimant Lawyers(s): Brian Sasan Hormozi Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 19-02595 | 07/02/2020 | Claimant(s): John Baughman Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Philip Aaron Tymon Hearing Site: San Francisco, CA | ||
| 19-03036 | 07/02/2020 | Claimant(s): Steven Kavall Claimant Lawyers(s): Seth E. Lipner Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Jamie L. Helman Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 19-02594 | 06/30/2020 | Claimant(s): Ross Pake Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 19-02735 | 06/30/2020 | Claimant(s): Aaron Sevigny Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): United Planners' Financial Services of A Respondent Lawyers(s): David B. Hauer Arbitrator(s): Robert G. Geeseman Hearing Site: Boca Raton, FL | ||
| 19-03428 | 06/30/2020 | Claimant(s): Howard Lashner Claimant Lawyers(s): Colin Thomas Dean Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Diane Ciccone Hearing Site: Philadelphia, PA | ||
| 19-03506 | 06/30/2020 | Claimant(s): Martha Caldwell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): James John Jurinski Hearing Site: Portland, OR | ||
| 20-00348 | 06/30/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Frank Mebane Respondent Lawyers(s): Frank Noel Mebane Arbitrator(s): Maurice M. Feller Hearing Site: Columbia, SC |