Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01184 | 09/25/2020 | Claimant(s): Michael Lackwood Claimant Lawyers(s): Thomas McEvoy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola A. Murphy Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY | ||
| 20-00197 | 09/24/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00884 | 09/24/2020 | Claimant(s): Robert Franchini Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-00948 | 09/24/2020 | Claimant(s): Montee Sneed Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Michael J. Ahlstrom Hearing Site: Nashville, TN | ||
| 20-01081 | 09/24/2020 | Claimant(s): Charles Laubach Claimant Lawyers(s): Charles Laubach Respondent(s): Chapin Davis Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD | ||
| 20-00418 | 09/23/2020 | Claimant(s): Peggy Rouillier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Stuart K. Furman Hearing Site: Nashville, TN | ||
| 20-00423 | 09/23/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Union Brokerage Services. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 20-01796 | 09/23/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Jeffery D. Rodgers Respondent(s): Eric Williams Respondent Lawyers(s): Eric Roger Williams Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Orlando, FL | ||
| 20-02017 | 09/22/2020 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Jack Griffith Respondent Lawyers(s): Jack W. Griffith Arbitrator(s): Maurice M. Feller Hearing Site: Columbia, SC | ||
| 19-03189 | 09/21/2020 | Claimant(s): Stephen Kowalski Claimant Lawyers(s): Jennifer Woods Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E Niknam Arbitrator(s): Michael H DuBoff Hearing Site: Newark, NJ |