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FINRA Awards for Stephen Kowalski

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0318909/21/2020Claimant(s): Stephen Kowalski
Claimant Lawyers(s): Jennifer Woods Burke
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E Niknam
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ
19-0090009/30/2019Claimant(s): Stephen Kowalski
Claimant Lawyers(s): Mitra E. Niknam
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Burke Woods
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ

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