Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01078 | 12/04/2020 | Claimant(s): Paul Colchamiro Claimant Lawyers(s): Irwin Weltz Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY | ||
| 20-01088 | 12/04/2020 | Claimant(s): Marc Minor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): James Noblett Arbitrator(s): Susan L. Walker Hearing Site: Chicago, IL | ||
| 20-01170 | 12/04/2020 | Claimant(s): Robert Tomlinson Claimant Lawyers(s): Chelsea Masters Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 20-01414 | 12/04/2020 | Claimant(s): Michael Nielson Claimant Lawyers(s): Kurt Zimmerman Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 20-00463 | 12/03/2020 | Claimant(s): Andrew Bodner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 20-00776 | 12/03/2020 | Claimant(s): Christopher Jacob Claimant Lawyers(s): Brian Luther Respondent(s): First Heartland Capital., Transamerica Financial Advisors Respondent Lawyers(s): Jeanne A. Jehle, Susan D. Duff Arbitrator(s): Robert J. Gryzmala Hearing Site: St. Louis, MO | ||
| 20-01476 | 12/03/2020 | Claimant(s): Kevin Wolf Claimant Lawyers(s): Bruce W. Barnes Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
| 20-01514 | 12/03/2020 | Claimant(s): Sandeep Varma Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Randy R. Maher Hearing Site: San Diego, CA | ||
| 20-00846 | 12/02/2020 | Claimant(s): Sharon Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC | ||
| 20-00943 | 12/02/2020 | Claimant(s): Elliot Sherer Claimant Lawyers(s): Irwin Weltz Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Timothy Treble Arbitrator(s): A. Rene Hollyer Hearing Site: New York, NY |