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FINRA Awards for Sandeep Varma

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0151412/03/2020Claimant(s): Sandeep Varma
Claimant Lawyers(s): Frances Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Randy R. Maher
Hearing Site: San Diego, CA
18-0432210/21/2019Claimant(s): Sandeep Varma, Steven Musser
Claimant Lawyers(s): Frances Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA

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