Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02229 | 01/28/2021 | Claimant(s): Joseph Dimauro Claimant Lawyers(s): Brittany Weiner Respondent(s): Equitable Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY | ||
| 20-00218 | 01/27/2021 | Claimant(s): Hancock Whitney Investment Services Inc. Claimant Lawyers(s): Jennifer L. Anderson Respondent(s): Julian Bourgeois Respondent Lawyers(s): Mark L. Barbre Arbitrator(s): Mark A. Myers, James E. Bolin, Eric M. Schorr Hearing Site: New Orleans, LA | ||
| 20-01180 | 01/27/2021 | Claimant(s): Nathaniel Tilton Claimant Lawyers(s): Tosh Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Joe Tully Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-01464 | 01/27/2021 | Claimant(s): Pedro Dias Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 20-01362 | 01/26/2021 | Claimant(s): Safet Musovic Claimant Lawyers(s): Thomas McEvoy Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 20-01599 | 01/26/2021 | Claimant(s): Bryon Spicer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): USA Advanced Planners Inc. Respondent Lawyers(s): Frederick Gearhart Arbitrator(s): John F. Burns Hearing Site: Cincinnati, OH | ||
| 20-01735 | 01/26/2021 | Claimant(s): John Lynch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | ||
| 20-01785 | 01/26/2021 | Claimant(s): Raymond Stacy Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): John W. Eichleay Hearing Site: Cincinnati, OH | ||
| 20-01832 | 01/26/2021 | Claimant(s): Matthew Kneifl Claimant Lawyers(s): Gregory Simon Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 20-02123 | 01/26/2021 | Claimant(s): Leo Robinson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA |