Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01593 | 02/02/2021 | Claimant(s): Richard Baer Claimant Lawyers(s): Benjamin Winograd Respondent(s): Lion Street Financial Respondent Lawyers(s): John Burmeister Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | ||
| 20-02212 | 02/02/2021 | Claimant(s): Jacob Goddard Claimant Lawyers(s): James P Galvin Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Jeffrey M. Allen Hearing Site: Salt Lake City, UT | ||
| 20-02334 | 02/02/2021 | Claimant(s): Titus Allen Claimant Lawyers(s): Stephan Louviere Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Robert M. Zimmerman Arbitrator(s): John F. Burns Hearing Site: Columbus, OH | ||
| 20-03393 | 02/02/2021 | Claimant(s): Equitable Advisors, Equitable Network Claimant Lawyers(s): Raha Assadi Respondent(s): Patrick Carberry Respondent Lawyers(s): John F. O'Riordan Arbitrator(s): John F. Burns Hearing Site: Philadelphia, PA | ||
| 20-00773 | 02/01/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Theodore R. Bynum III Respondent(s): Pedro Bolano Respondent Lawyers(s): Pedro Luis Bolano Arbitrator(s): Theodore Haynes Hearing Site: Orlando, FL | ||
| 20-01623 | 02/01/2021 | Claimant(s): Adam Way Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 20-01761 | 02/01/2021 | Claimant(s): VIncent Montanti Claimant Lawyers(s): Ronald Shindler Respondent(s): Invest Financial Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-02067 | 02/01/2021 | Claimant(s): Peter Schallmoser Claimant Lawyers(s): Peter A. Schallmoser Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jerome F. Crotty, Thomas P. Valenti, Alicia Hilton Hearing Site: Chicago, IL | ||
| 20-02956 | 02/01/2021 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Elizabeth E. Moum Respondent(s): Henrique Lucena Respondent Lawyers(s): Henrique David Lucena Arbitrator(s): Michael J. Quarequio Hearing Site: Boca Raton, FL | ||
| 19-03338 | 01/29/2021 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Gary Helbling Respondent Lawyers(s): Alex Mazzella Arbitrator(s): Mary Elizabeth Satran Hearing Site: Hartford, CT |