Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02233 | 03/26/2021 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Eric M Steinert Respondent(s): Katie Blando Respondent Lawyers(s): Katie R Blando Arbitrator(s): Gunnar Thowsen, Kevin K. Forrester, Randall B Christison Hearing Site: San Diego, CA | ||
| 20-02513 | 03/26/2021 | Claimant(s): Steven Kennedy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Johan E. Tatoy Arbitrator(s): Denise L. Quarles Hearing Site: Albany, NY | ||
| 20-02699 | 03/26/2021 | Claimant(s): David Brown Claimant Lawyers(s): Chelsea Masters Respondent(s): LPL Financial LLC, Park Avenue Securities LLC Respondent Lawyers(s): Kristin Wynne, Sara B. Davis Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 20-03077 | 03/26/2021 | Claimant(s): William Ho Claimant Lawyers(s): Stephan Louviere Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): John F. Burns Hearing Site: Columbus, OH | ||
| 20-00990 | 03/25/2021 | Claimant(s): Charles Stanton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-01330 | 03/25/2021 | Claimant(s): Gary Tangwall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Thrivent Investment Management Inc. Respondent Lawyers(s): Jeffrey A. Ziesman Arbitrator(s): David Steven Paull Hearing Site: Minneapolis, MN | ||
| 20-01842 | 03/25/2021 | Claimant(s): Jeffrey Pratt Claimant Lawyers(s): Zachary T Hayes-Macaluso Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 20-02361 | 03/25/2021 | Claimant(s): Brian Bushwell Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Securian Financial Services., WS Griffith Securities. Respondent Lawyers(s): Beth Wiederholt, Nancy J. Engberg Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 20-02413 | 03/25/2021 | Claimant(s): Peter McColgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Kevin R. Zehe Hearing Site: Cincinnati, OH | ||
| 20-02460 | 03/25/2021 | Claimant(s): Thomas Clark Claimant Lawyers(s): Dochtor Kennedy Respondent(s): E.F. Hutton & Company., Lehman Brothers Inc Respondent Lawyers(s): Edward Turan, Thomas E. Hommel Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC |