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FINRA Awards for Peter McColgan

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0241303/25/2021Claimant(s): Peter McColgan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cincinnati, OH
20-0243703/17/2021Claimant(s): Peter McColgan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Stephen P. Calardo
Hearing Site: Cincinnati, OH

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