Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01589 | 10/22/2021 | Claimant(s): Randi Speedling Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Sandra J. Mullings, Paul Bennett Marrow, Jonathan Cooper Hearing Site: New York, NY | ||
| 20-01834 | 10/21/2021 | Claimant(s): Elizabeth Bondi Claimant Lawyers(s): Irwin Weltz Respondent(s): Morgan Stanley Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): John Caracciolo Hearing Site: New York, NY | ||
| 20-03916 | 10/21/2021 | Claimant(s): Paul Lindemann Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jefrey S. Dunlap Arbitrator(s): Howard Alan Grinsberg Hearing Site: New York, NY | ||
| 21-00898 | 10/21/2021 | Claimant(s): James Ugobono Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 20-03015 | 10/20/2021 | Claimant(s): Paul Neves Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-04121 | 10/20/2021 | Claimant(s): Shelby Fink Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Richard W. Dissen Hearing Site: Louisville, KY | ||
| 21-00439 | 10/20/2021 | Claimant(s): Douglas Donnelly Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 21-00559 | 10/20/2021 | Claimant(s): William Bell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Gayle B. Carlson Hearing Site: Memphis, TN | ||
| 21-00897 | 10/20/2021 | Claimant(s): Thomas Cosinuke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Robert E. Anderson Hearing Site: Montpelier, VT | ||
| 20-02278 | 10/19/2021 | Claimant(s): Christopher Scroggins Claimant Lawyers(s): Avi Rosenfeld Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Thomas D. Reese Hearing Site: San Francisco, CA |