| 23-02447 | 06/26/2024 | Claimant(s): John Shepherd
Claimant Lawyers(s): Harris Freedman
Respondent(s): CUNA Brokerage Services.
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Scott Hooper
Hearing Site: Portland, OR
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| 23-03642 | 06/25/2024 | Claimant(s): Drew Freides
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Stuart Sinai, Mary C. Davis, Peter A.P. Dunlop
Hearing Site: Los Angeles, CA
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| 23-02809 | 06/25/2024 | Claimant(s): James Desrocher
Claimant Lawyers(s): Brian Luther
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Thomas Drogan
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
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| 23-02812 | 06/25/2024 | Claimant(s): Levent Bayrasli
Claimant Lawyers(s): Alex Padla
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Katelyn H. Wilson
Arbitrator(s): Gregory J. Spadea
Hearing Site: Philadelphia, PA
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| 21-00334 | 06/25/2024 | Claimant(s): Candido Viyella, Enrique Viyella
Claimant Lawyers(s): Scott J. Link
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Sonja Shuford, Lan Trinh, Yana Sogolov
Hearing Site: Boca Raton, FL
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| 23-02955 | 06/25/2024 | Claimant(s): Kaled Khaznehkatbi
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): OSAIC Wealth
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 23-02899 | 06/24/2024 | Claimant(s): Kevin Dziubela
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Debra A. Jenks, Alessandra Piras Torrens
Hearing Site: Boca Raton, FL
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| 23-01727 | 06/24/2024 | Claimant(s): Jennifer Jack
Claimant Lawyers(s): Harris Freedman
Respondent(s): ADP Broker-Dealer.
Respondent Lawyers(s): Matthew V. DelDuca
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
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| 23-02929 | 06/24/2024 | Claimant(s): Atul Makharia
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael J. Carey
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Columbia, SC
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| 22-01673 | 06/21/2024 | Claimant(s): Adam Vega
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Goldman Sachs & Co. LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
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