18-01782 | 02/17/2022 | Claimant(s): Alicia Cabouli Claimant Lawyers(s): Neil A. Sussman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Leona Beane, Robin H. Gise, Regina Waynes Joseph Hearing Site: New York, NY
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19-02175 | 02/17/2022 | Claimant(s): Michael Holland Claimant Lawyers(s): Michael Bessette Respondent(s): Fifth Third Securities. Respondent Lawyers(s): David K. Montgomery Arbitrator(s): Joyce A. Mitchell, James Howell Garrison, Stephen Edwin Anderson Hearing Site: Charlotte, NC
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19-03501 | 02/17/2022 | Claimant(s): J.P. Morgan Securities Claimant Lawyers(s): Leonard Weintraub Respondent(s): Harris Chan, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Louis M. Lagalante, Maria V. Martin Arbitrator(s): Susan C Lushing, Blueth Bromfield, Michael A Pickholz Hearing Site: New York, NY
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20-00743 | 02/17/2022 | Claimant(s): Gary Kovach Claimant Lawyers(s): John A. Hubbard Respondent(s): Kovack Securities Inc, Brian Kovack Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Jeffrey M. Bain, Peggy Foley Jones, Kevin Brodar Hearing Site: Cleveland, OH
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20-01281 | 02/17/2022 | Claimant(s): William Fauzio Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Capital Financial Services., Questar Capital Corporation Respondent Lawyers(s): Gordon Dihle, Katherine C. Donlon Arbitrator(s): Mark Stuart Gurevitz Hearing Site: Hartford, CT
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20-03418 | 02/17/2022 | Claimant(s): Christopher Lee Claimant Lawyers(s): Christopher Lee Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): David B. Dyer, Andrea U. Calve, Douglas Wade Carvell Hearing Site: Dallas, TX
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20-01899 | 02/15/2022 | Claimant(s): Kristi Trowbridge, Stephen Trowbridge Claimant Lawyers(s): Ross E Webster Respondent(s): Kestra Investment Services, Llc Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): Bill Lamoreaux, Victor L. Hayslip, Charles Lange Clark Hearing Site: Birmingham, AL
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21-01233 | 02/15/2022 | Claimant(s): Robert Clevenger Jr. Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX
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20-03680 | 02/14/2022 | Claimant(s): Thomas Spires Claimant Lawyers(s): Larry M. Keller Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Shannon L.C. Ammon Arbitrator(s): Lorrie E Whitfield, Barry Allen Wells, Jaclyn Senior Brown Hearing Site: Philadelphia, PA
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21-01843 | 02/14/2022 | Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
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