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FINRA Awards for Larry M. Keller

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0368002/14/2022Claimant(s): Thomas Spires
Claimant Lawyers(s): Larry M. Keller
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Shannon L.C. Ammon
Arbitrator(s): Lorrie E Whitfield, Barry Allen Wells, Jaclyn Senior Brown
Hearing Site: Philadelphia, PA

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