| 23-02735 | 08/21/2024 | Claimant(s): Mark Kemp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): McNally Financial Services Corporation
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
| | |
| 23-02486 | 08/19/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Nicholas John Taldone, Gayle B. Carlson, Shannon Nicole Boyd
Hearing Site: Tampa, FL
| | |
| 23-02513 | 08/16/2024 | Claimant(s): Jason Russo
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
| | |
| 24-00747 | 08/16/2024 | Claimant(s): Stonex Advisors., Stonex Securities Inc.
Claimant Lawyers(s): Peter J. Tepley
Respondent(s): William Hocutt
Respondent Lawyers(s): Anne T. Freeland
Arbitrator(s): Steven P. Gregory, Ronald Childress, Grace Almanza Phillips
Hearing Site: Birmingham, AL
| | |
| 23-02670 | 08/16/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Richard S. Zaifert, Steele Thomas Williams, Philip L. Manczak
Hearing Site: Tampa, FL
| | |
| 22-00809 | 08/16/2024 | Claimant(s): Ariel Tavor
Claimant Lawyers(s): Ariel Tavor
Respondent(s): Hornor, Townsend & Kent.
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | |
| 23-02942 | 08/15/2024 | Claimant(s): Michael Whitaker
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): G. Robert Abrams
Arbitrator(s): Warren A. Forest, Christopher J. Klein
Hearing Site: Orlando, FL
| | |
| 23-01662 | 08/15/2024 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Anthony Paul, Nicholas Hamilton
Respondent Lawyers(s): Kevin D. Galbraith
Arbitrator(s): Joseph M. Costello, Michael J Norton, Rick Gale Doty
Hearing Site: Denver, CO
| | |
| 21-02983 | 08/14/2024 | Claimant(s): Herbert White, Suzanne Charrin
Claimant Lawyers(s): David Olsky
Respondent(s): Brian Marston, Kimberly Dale
Respondent Lawyers(s): James N. Thomaidis, Patrick Gillette
Arbitrator(s): Charles G. Michaels, Adam Michael Porter, Robert Lee Walters
Hearing Site: Denver, CO
| | |
| 23-01451 | 08/13/2024 | Claimant(s): Cody Taymore
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert J. Scafuri, Stephen D. Arkwright, Lynn Hirschfeld Brahin
Hearing Site: Detroit, MI
| | |
