Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02816 | 07/01/2024 | Claimant(s): Tsz Kwan Lau Claimant Lawyers(s): Christina Vouakis Respondent(s): Cetera Investment Services. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 23-02902 | 06/28/2024 | Claimant(s): Lawrence Catena Claimant Lawyers(s): Josef Y Rosen Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 23-02758 | 06/28/2024 | Claimant(s): Raquel Pacheco Claimant Lawyers(s): Daniel J. Donovan Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Charlton Young Arbitrator(s): Michael S. Matek Hearing Site: Cleveland, OH | ||
| 23-02928 | 06/28/2024 | Claimant(s): Darren Oglesby Claimant Lawyers(s): Brian Luther Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Stephen Edgar Eisenbraun Hearing Site: New Orleans, LA | ||
| 23-03004 | 06/27/2024 | Claimant(s): Morgan Hill Claimant Lawyers(s): Tosh Grebenik Respondent(s): Arete Wealth Management, Center Street Securities. Respondent Lawyers(s): Don Pollard, Joshua Rogers Arbitrator(s): Lita S. Menkin, Jennifer Jackson, Melissa Lianne George Hearing Site: Atlanta, GA | ||
| 23-02797 | 06/27/2024 | Claimant(s): J. Rhodes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Rhodes Securities. Respondent Lawyers(s): Gordon Rhodes Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 23-02844 | 06/27/2024 | Claimant(s): Rodrigue Lors Claimant Lawyers(s): Jennifer Poole Farrar Respondent(s): National Securities Corporation, Wilmington Capital Securities Respondent Lawyers(s): Dennis Lee, Emily A. Hayes Arbitrator(s): Brian John Gallagher Hearing Site: New York, NY | ||
| 21-00608 | 06/26/2024 | Claimant(s): OTCex Claimant Lawyers(s): Andrew J. Bernstein Respondent(s): Mourad Jridi Respondent Lawyers(s): Gary Trachten Arbitrator(s): Joseph W. Lodato, Josefa Antonia Sicard-Mirabal, Mitchell H Rubinstein Hearing Site: New York, NY | ||
| 23-00968 | 06/26/2024 | Claimant(s): Vicente Castillo Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 23-02056 | 06/26/2024 | Claimant(s): John Loehr Claimant Lawyers(s): Bentley P Stansbury Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA |