21-02451 | 03/11/2022 | Claimant(s): Dimitrina Atanasova Claimant Lawyers(s): Megan Christensen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Samuel S. Shaulson Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA
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20-03243 | 03/10/2022 | Claimant(s): Shaun Hayes Claimant Lawyers(s): William M. Dailey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
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21-01911 | 03/10/2022 | Claimant(s): Joseph Weinbauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley R. Davenport Arbitrator(s): Gregory G. Gocek Hearing Site: St. Louis, MO
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21-01092 | 03/09/2022 | Claimant(s): Randall Krenzin Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc. Respondent Lawyers(s): Geoffrey S. Beckham, Laura A. Pizzitola Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
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21-01466 | 03/09/2022 | Claimant(s): David Hohmann Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL
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21-01733 | 03/09/2022 | Claimant(s): Benjamin Lau Claimant Lawyers(s): Ariel Okonsky Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Thomas M. McHugh Arbitrator(s): Thomas L. Marshall Hearing Site: San Diego, CA
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21-01736 | 03/09/2022 | Claimant(s): Monique Morrison Claimant Lawyers(s): Samantha Pastor Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
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21-01784 | 03/09/2022 | Claimant(s): Scott Yee Claimant Lawyers(s): Zachary Morse Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
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21-02381 | 03/09/2022 | Claimant(s): Jason Sardo Claimant Lawyers(s): Brian Luther Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Wallace Anthony Showman Hearing Site: New York, NY
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21-01094 | 03/08/2022 | Claimant(s): Randall Krenzin Claimant Lawyers(s): Harris Freedman Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA
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