| 21-02451 | 03/11/2022 | Claimant(s): Dimitrina Atanasova
Claimant Lawyers(s): Megan Christensen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Samuel S. Shaulson
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
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| 20-03243 | 03/10/2022 | Claimant(s): Shaun Hayes
Claimant Lawyers(s): William M. Dailey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 21-01911 | 03/10/2022 | Claimant(s): Joseph Weinbauer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Shelley R. Davenport
Arbitrator(s): Gregory G. Gocek
Hearing Site: St. Louis, MO
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| 21-01092 | 03/09/2022 | Claimant(s): Randall Krenzin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc.
Respondent Lawyers(s): Geoffrey S. Beckham, Laura A. Pizzitola
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 21-01466 | 03/09/2022 | Claimant(s): David Hohmann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
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| 21-01733 | 03/09/2022 | Claimant(s): Benjamin Lau
Claimant Lawyers(s): Ariel Okonsky
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Thomas M. McHugh
Arbitrator(s): Thomas L. Marshall
Hearing Site: San Diego, CA
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| 21-01736 | 03/09/2022 | Claimant(s): Monique Morrison
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
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| 21-01784 | 03/09/2022 | Claimant(s): Scott Yee
Claimant Lawyers(s): Zachary Morse
Respondent(s): Securities America.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
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| 21-02381 | 03/09/2022 | Claimant(s): Jason Sardo
Claimant Lawyers(s): Brian Luther
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
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| 21-01094 | 03/08/2022 | Claimant(s): Randall Krenzin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
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