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FINRA Awards for Shelley R. Davenport

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0158603/18/2022Claimant(s): Binnie Phung
Claimant Lawyers(s): Zachary S. Morse
Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Shelley R. Davenport
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
21-0191103/10/2022Claimant(s): Joseph Weinbauer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Shelley R. Davenport
Arbitrator(s): Gregory G. Gocek
Hearing Site: St. Louis, MO

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