21-02668 | 08/11/2022 | Claimant(s): Jeannan Brewer Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Laura T. Ruiz Rivera Arbitrator(s): Langfred W. White Hearing Site: Jacksonville, FL
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21-02877 | 08/10/2022 | Claimant(s): Christopher Fess Claimant Lawyers(s): Charles M. O'Rourke Respondent(s): Walnut Street Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Robert L. Chisolm, William Stephen Lee, Mary Elizabeth Skelnik Hearing Site: Little Rock, AR
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22-00365 | 08/10/2022 | Claimant(s): Alexander Ladage Claimant Lawyers(s): Melissa J. Gworek Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert C. Rice Hearing Site: Houston, TX
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21-02891 | 08/09/2022 | Claimant(s): Aric Zamel Claimant Lawyers(s): Tosh Grebenik Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Constance Ellen Boukidis, Lorraine Woodwark, Gecole L. Harley Hearing Site: Los Angeles, CA
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20-04171 | 08/08/2022 | Claimant(s): Craig Findley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): James L. Komie Arbitrator(s): Robert J. Scafuri Hearing Site: Cleveland, OH
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21-02962 | 08/05/2022 | Claimant(s): Jeffrey Gollehon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Carl E. Ver Beek Hearing Site: Cleveland, OH
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21-03059 | 08/05/2022 | Claimant(s): Robert Wolfe Claimant Lawyers(s): Benjamin Winograd Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Diane M. Perry Hearing Site: Boca Raton, FL
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22-00091 | 08/05/2022 | Claimant(s): Michael Puck Claimant Lawyers(s): Zachary Morse Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Mark C. Perry Hearing Site: Boca Raton, FL
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21-02630 | 08/04/2022 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Ryan S. Nichols Respondent(s): James Kirschner Respondent Lawyers(s): James Gordon Kirschner Arbitrator(s): Mitchel Weiss, Gerald Thomas Harper, Bethany D. Mathewson Hearing Site: Jacksonville, FL
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22-00111 | 08/04/2022 | Claimant(s): Gregory Crance Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Principal Securities. Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Marvin Kent Speigner Hearing Site: Birmingham, AL
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