22-00838 | 09/20/2022 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Jeanette E. Dennis Respondent(s): Ross Fabregas Respondent Lawyers(s): Ross Ramon Fabregas Arbitrator(s): Robert Titus Hearing Site: Albany, NY
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21-02439 | 09/19/2022 | Claimant(s): Clark Brothers Investments Claimant Lawyers(s): Jason R. Clark Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Robyn C. Crowther Arbitrator(s): Langdon T. Owen, Margaret Ann Barrington, Carol L. Roslund Hearing Site: Denver, CO
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19-01933 | 09/16/2022 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): Robin Johnson Respondent Lawyers(s): Robin K. Johnson Arbitrator(s): Jeffry M. Bauer, Lynn Hirschfeld Brahin, Earlene R. Baggett-Hayes Hearing Site: Detroit, MI
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20-03234 | 09/15/2022 | Claimant(s): Raymond Borota Claimant Lawyers(s): Jennifer Farrar Respondent(s): J. Gregory & Company., Salomon Grey Financial Corporation Respondent Lawyers(s): Corporate Office, Kyle Rowe Arbitrator(s): Nicholas John Taldone Hearing Site: Tampa, FL
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21-01299 | 09/15/2022 | Claimant(s): Mark Creason Claimant Lawyers(s): Lisanne M. Butterfield Respondent(s): Colorado Financial Service Corporation Respondent Lawyers(s): William D. Nelson Arbitrator(s): Jan Glenn Valecka, Thomas W. Allen, Ross B. Russell Hearing Site: Dallas, TX
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22-00279 | 09/15/2022 | Claimant(s): David McGill Claimant Lawyers(s): Robert L. Gonser Respondent(s): Parkland Securities Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Carl E. Ver Beek, Robert David Epstein, David Joseph Remondini Hearing Site: Indianapolis, IN
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22-00416 | 09/15/2022 | Claimant(s): Kenneth South Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William H. Badinelli Arbitrator(s): Erik R. Siering, Noel Harvey Applebaum, Daniel Farid Yasharel Hearing Site: Los Angeles, CA
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22-00541 | 09/15/2022 | Claimant(s): Christian Maeder Claimant Lawyers(s): Sarah Ali Burroughs Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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22-00562 | 09/15/2022 | Claimant(s): William Serralles Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
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19-00859 | 09/13/2022 | Claimant(s): Terence Dolan, Benjamin & Jerold Brokerage I Claimant Lawyers(s): Warren A. Raiti Respondent(s): Cowen and Company Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): James M. Rhodes, Mitchell Regenbogen, Robert Lee Bull Hearing Site: New York, NY
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