08-02931 | 04/27/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Jonathan E. Levine Respondent(s): Rumy Lopez Respondent Lawyers(s): Gregory J. Sherwin Arbitrator(s): David Maurer, Carol Jeanne Medof, Cheryl Marie Allain-Mee Hearing Site: Los Angeles, CA
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09-06184 | 04/27/2010 | Claimant(s): Andrew Garrett Inc. Claimant Lawyers(s): Revan R. Schwartz Respondent(s): David Polifroni Respondent Lawyers(s): David W. Polifroni Arbitrator(s): Mary Ellen Burns Hearing Site: New York, NY
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08-03228 | 04/26/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): William Slonecker Respondent Lawyers(s): William Gregory Slonecker Arbitrator(s): John A. Davis, Michael A. McMahan, James A. McIntosh Hearing Site: Nashville, TN
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09-03441 | 04/26/2010 | Claimant(s): Peter Lombard Claimant Lawyers(s): Howard I. Elman Respondent(s): Jefferies & Company., Jefferies Group. Respondent Lawyers(s): David Elsberg Arbitrator(s): Howard I. Wilgoren, Jeffrey P. Petrucelly, Dennis R. Surprenant Hearing Site: Boston, MA
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08-04881 | 04/23/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Scott Nicol Respondent Lawyers(s): Mark T. Butler Arbitrator(s): Larry C. Kreul, D. Michael Kratchman, Garrick A. Rollert Hearing Site: Detroit, MI
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09-00408 | 04/23/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Julianne L. Peck Respondent(s): Xin Li Respondent Lawyers(s): Albert L. Boasberg Arbitrator(s): John Patrick Kelly, John J. Fitzpatrick, James Conrad Riewerts Hearing Site: San Francisco, CA
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09-00722 | 04/23/2010 | Claimant(s): White Pacific Securities. Claimant Lawyers(s): Christopher Mader Respondent(s): Spartan Securities Group, LTD Respondent Lawyers(s): Elizabeth Campbell Arbitrator(s): Nicholas J. Caputo, Mary Curran, Peter Anthony Sigal Hearing Site: San Francisco, CA
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09-01743 | 04/23/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Timothy N. Will Respondent(s): Alan Corliss Respondent Lawyers(s): Jeffrey K. Peck Arbitrator(s): James J. Moylan Hearing Site: Denver, CO
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08-00903 | 04/22/2010 | Claimant(s): Judith Zenowich Claimant Lawyers(s): Pearl Zuchlewski Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Diane Getzler, C. Sidney Lester, Marilyn J. Salzman Hearing Site: New York, NY
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09-04620 | 04/22/2010 | Claimant(s): Peter Schiff, Euro Pacific Capital. Claimant Lawyers(s): Debra L. Fischer Respondent(s): Charles Hanlon Respondent Lawyers(s): Charles Patrick Hanlon Arbitrator(s): Mario H. Metzger, Glen W. Hanne, Christopher William Shaw Hearing Site: Los Angeles, CA
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