Potomac Analytics' Logo

FINRA Awards for Albert L. Boasberg

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0040804/23/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Julianne L. Peck
Respondent(s): Xin Li
Respondent Lawyers(s): Albert L. Boasberg
Arbitrator(s): John Patrick Kelly, John J. Fitzpatrick, James Conrad Riewerts
Hearing Site: San Francisco, CA
07-0310612/02/2008Claimant(s): Anthony Lowenstein
Claimant Lawyers(s): Albert L. Boasberg
Respondent(s): William Silva, The Shemano Group.
Respondent Lawyers(s): Philip A. McLeod
Arbitrator(s): Robert G. Miller, Thomas D. Reese, Ronald Chun
Hearing Site: San Francisco, CA
Checkmark Icon$0
04-0329710/17/2007Claimant(s): John Wai, Kassandra Wai, Custodian Account
Claimant Lawyers(s): Albert L. Boasberg
Respondent(s): Jeffrey Rodvien, Morgan Stanley DW Inc.
Respondent Lawyers(s): Mukya S. Porter
Arbitrator(s): Herbert Liberman
Hearing Site: San Francisco, CA
Checkmark Icon$0

3 Results

Display: