23-01063 | 11/29/2023 | Claimant(s): Jeffrey Zapoleon Claimant Lawyers(s): Curtis Carlson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Theodore R. Bynum Arbitrator(s): Steven R. Reininger, Louis David Huss, Michael Mazor Hearing Site: Boca Raton, FL
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20-03417 | 12/13/2022 | Claimant(s): Stanley LeConte Claimant Lawyers(s): Curtis Carlson Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): James M. Scutti, Michael J. Quarequio, Constantine Economides Hearing Site: Boca Raton, FL
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19-03358 | 06/15/2022 | Claimant(s): Lloyd Seested Claimant Lawyers(s): Curtis Carlson Respondent(s): Eric Teichberg, Erica Landskroener, Frederick Schultz, J.P. Morgan Securities, Howard Rothman, Kennan Low, Scott Sturley Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Will Murphy, Brett Matthew Logan, Nancy Rosenbaum Kessler Hearing Site: Boca Raton, FL
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19-01162 | 12/08/2021 | Claimant(s): Timothy Ratty Claimant Lawyers(s): Curtis Carlson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Lawrence S. Silver, Will Murphy, Anthony Oreste Arcuni Hearing Site: Boca Raton, FL
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16-02357 | 10/17/2019 | Claimant(s): James Danko Claimant Lawyers(s): Curtis Carlson Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): John P. Cullem, Alison Hardage, David M. Snyder Hearing Site: Tampa, FL
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14-02939 | 05/09/2018 | Claimant(s): International Assets Advisory Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Edward Cofrancesco, Mauricio Cardenas, Michael Montalvo Respondent Lawyers(s): Curtis Carlson, Tracy L. Gerber Arbitrator(s): Stuart K. Furman, Avery B. Goodman, Clarence B. Johnson, CLU, ChFC Hearing Site: Orlando, FL
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15-01399 | 01/09/2018 | Claimant(s): Beverly Hunnewell Claimant Lawyers(s): Curtis Carlson Respondent(s): Jeffrey Newman, Sarah Burns, Park Avenue Securities LLC Respondent Lawyers(s): David A. Weintraub, Neil S. Baritz, Z. Logan Gould Arbitrator(s): Gilbert A. Schnirman, Christopher J. Klein, Glenn Franklin Fuller Hearing Site: Miami, FL
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14-03703 | 05/02/2017 | Claimant(s): Adam Berlin Claimant Lawyers(s): Curtis Carlson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Marie G. Peterson Hearing Site: Miami, FL
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15-01280 | 03/09/2017 | Claimant(s): Michael Montalvo Claimant Lawyers(s): Curtis Carlson Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Mark R. Topper, Thomas Roe Oldt, Ronald Charles Waters Hearing Site: Orlando, FL
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15-00369 | 06/27/2016 | Claimant(s): Christopher Mcdermott Claimant Lawyers(s): Curtis Carlson Respondent(s): MBSC Securities Corporation, BNY Mellon, N.A. Respondent Lawyers(s): Alec Hillbo, Daniel Canales Arbitrator(s): James W. Geiger, Edward R. Niederriter, Michael McCallion Hearing Site: Boca Raton, FL
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