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FINRA Awards for Wells Fargo Clearing Services

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Displaying 131-140 out of 371 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0091612/14/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): David Cohen
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Robert G. Geeseman, Isadora Velazquez-Rivas, Bradley Scott Goldfarb
Hearing Site: Boca Raton, FL
21-0115412/09/2021Claimant(s): Michael Bolen
Claimant Lawyers(s): James P. Galvin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Richard P. Regan, Ezio Borchini, Christopher M. McMurray
Hearing Site: Washington, DC
19-0116212/08/2021Claimant(s): Timothy Ratty
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Lawrence S. Silver, Will Murphy, Anthony Oreste Arcuni
Hearing Site: Boca Raton, FL
21-0092012/02/2021Claimant(s): Chunyen Wang
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Joan M. Traub
Hearing Site: Jersey City, NJ
21-0022111/24/2021Claimant(s): James Kennedy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Peter A. Goldman
Hearing Site: Albany, NY
19-0063311/01/2021Claimant(s): Chukwuemeka Nwasike
Claimant Lawyers(s): Chiquita Hall-Jackson
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Samuel Mauch
Arbitrator(s): Mark L Miller, Leon Fox, Alicia Hilton
Hearing Site: Chicago, IL
21-0158910/22/2021Claimant(s): Randi Speedling
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Sandra J. Mullings, Paul Bennett Marrow, Jonathan Cooper
Hearing Site: New York, NY
20-0415910/15/2021Claimant(s): Glen Simmonds
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Michael P. Schiff, Paul J. Burkhart, James Michael LaBonte
Hearing Site: Boca Raton, FL
20-0014709/23/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Stuart Cohen
Respondent Lawyers(s): Brenda Kay Brown
Arbitrator(s): Erik R. Siering, David Neil Salmon, Richard L Galin
Hearing Site: Las Vegas, NV
20-0311809/15/2021Claimant(s): Jay Cunningham
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL

371 Results

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