| 15-02044 | 07/26/2019 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Christopher Caputo
Respondent Lawyers(s): Timothy W. Bergin
Arbitrator(s): Paul Allan Massaro, Ronald J. Colombo, Jay Alan Kranis
Hearing Site: Newark, NJ
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| 16-02348 | 07/11/2019 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Charles A. Hammaker
Respondent(s): James Armer
Respondent Lawyers(s): James David Armer
Arbitrator(s): John H. Fearnow
Hearing Site: Albuquerque, NM
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| 12-02261 | 07/09/2019 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): John G. McDonald
Respondent(s): Adrienne Seybert
Respondent Lawyers(s): Adrienne Lee Seybert
Arbitrator(s): Richard D. Fincher
Hearing Site: Phoenix, AZ
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| 18-03709 | 06/24/2019 | Claimant(s): Walter Kukowski
Claimant Lawyers(s): Robert Knuts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
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| 17-02626 | 05/15/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Wells Fargo Advisors, John Hand
Respondent Lawyers(s): Charles M. Thompson, Victor L. Hayslip
Arbitrator(s): Mark A. Myers, Philip Michael Moran, Matthew Reid Krell
Hearing Site: Birmingham, AL
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| 16-02742 | 05/09/2019 | Claimant(s): Corey Daniels
Claimant Lawyers(s): Corey Darnell Daniels
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Allen Kilik, Jon Stanley Spisiak, Sidney Turner
Hearing Site: Boca Raton, FL
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| 15-02443 | 01/29/2019 | Claimant(s): David Lerner Associates.
Claimant Lawyers(s): Gene L. Small
Respondent(s): Charles Margiasso, Daniel Burns, Edward Finocchiaro, Wells Fargo Advisors, Joseph Lafferty, Loreto Testani, Martin Weiss, Michael Rosen, Mitchell Fischer, Timothy Cheriaparampil
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Fred S. Pieroni, Francis Carling, Charles Norman Weinberg
Hearing Site: New York, NY
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| 14-00278 | 12/05/2018 | Claimant(s): Christopher Tisi
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Martin Jay Siegel, Sherri L. Hughes, John Michael Bergin
Hearing Site: New York, NY
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| 16-03516 | 10/12/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Terrence Puricelli
Respondent Lawyers(s): Bryan P. Cavanaugh
Arbitrator(s): Michael L. Lyons, Jonathan B. Gilbert, David E. Bailey
Hearing Site: St. Louis, MO
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| 18-00438 | 08/15/2018 | Claimant(s): Matthew Schultz
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Frank Schultz, Wells Fargo Advisors
Respondent Lawyers(s): Frank Helmut Schultz, Michael Naccarato
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL
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