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FINRA Awards for Frank Schultz

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0043808/15/2018Claimant(s): Matthew Schultz
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Frank Schultz, Wells Fargo Advisors
Respondent Lawyers(s): Frank Helmut Schultz, Michael Naccarato
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL

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