Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00194 | 08/25/2023 | Claimant(s): Shelby Rothman Claimant Lawyers(s): Harris Freedman Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA | ||
| 22-02852 | 08/18/2023 | Claimant(s): Stephen Hekimian Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 22-00949 | 08/07/2023 | Claimant(s): Sean Caplen Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 22-02044 | 07/27/2023 | Claimant(s): Matthew Roberson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Dustin J. Tirpak, Nuviah Shirazi Arbitrator(s): Kevin C. Coleman Hearing Site: San Francisco, CA | ||
| 22-02033 | 06/06/2023 | Claimant(s): Molly Shrauner Claimant Lawyers(s): Harris Freedman Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Richard W. Epstein Hearing Site: Boca Raton, FL | ||
| 22-01704 | 05/08/2023 | Claimant(s): Cary Kleinfield Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Gianluca Morello Arbitrator(s): Karl A. Vogeler Hearing Site: Tampa, FL | ||
| 22-02036 | 04/11/2023 | Claimant(s): Brian Stokes Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 22-00707 | 03/09/2023 | Claimant(s): Laura Chao Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Edith N. Dinneen Hearing Site: Los Angeles, CA | ||
| 22-01469 | 03/03/2023 | Claimant(s): Bradley Lott Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Charles A. Palmer Hearing Site: Detroit, MI | ||
| 22-00972 | 03/03/2023 | Claimant(s): Michelle Mills Claimant Lawyers(s): Harris Freedman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leslie S. Blickenstaff Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO |