| 14-03120 | 04/21/2015 | Claimant(s): Matthew Lowe, Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): William E. Hartsfield, Daniel A. Kile, Stephen Ronald Crissey
Hearing Site: Dallas, TX
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| 14-02100 | 03/19/2015 | Claimant(s): Israel Ashkenazi
Claimant Lawyers(s): David E. Robbins
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): John Fullerton
Arbitrator(s): Daniel Robbins, Eric J. Sussman, Thomas J. Stock
Hearing Site: New York, NY
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| 14-00946 | 03/05/2015 | Claimant(s): Radion Medvedovskiy
Claimant Lawyers(s): David E. Robbins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Alexandra L. Dunaif, Anna Lascar, Emily M. Altman
Hearing Site: New York, NY
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| 14-01276 | 01/05/2015 | Claimant(s): Jared Cohen
Claimant Lawyers(s): David E. Robbins
Respondent(s): David Witkowich, Nicholas Witkowich
Respondent Lawyers(s): Joseph Milano
Arbitrator(s): Jacob Aschkenasy, Alfonso G. Figliolia, Mark Charles Morril
Hearing Site: New York, NY
| | Expungement |
| 13-00877 | 10/30/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): John K. Wells
Respondent(s): Matthew MacMichael
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Jim Geiger, David Marcus, Gregory J. Spadea
Hearing Site: Philadelphia, PA
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| 14-01042 | 10/16/2014 | Claimant(s): Dawn Bennett
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Gretchen L. Klebasko
Arbitrator(s): Henry G. Plaster, Susan A. Mathews, Jane C. Carney
Hearing Site: Washington, DC
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| 12-04118 | 01/08/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Peter Gambee
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Martin H. Zern, Steven J. Brill, David Jeremy Mattana
Hearing Site: New York, NY
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| 10-02128 | 07/17/2012 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Ben Gecaj, Timothy Bradley, Timothy Murphy, Waterford Investor Services.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Roger J. Hawke, Jack Friedman, Stevan J. Bosses
Hearing Site: New York, NY
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| 10-03332 | 06/14/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael W. Starr
Respondent(s): Milton Harkrader
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Mitchell S. Friedman
Hearing Site: New York, NY
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| 10-04602 | 06/08/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jack Petersen
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
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