19-01205 | 10/31/2019 | Claimant(s): Mark Elston Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Julie Flynn Arbitrator(s): Helen Marinak Blohm Hearing Site: Reno, NV
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18-01354 | 05/08/2019 | Claimant(s): David Reuben Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Lauren Beekman Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY
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17-02175 | 11/12/2018 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Michael Levy Respondent Lawyers(s): Jerry W. Sullivan Arbitrator(s): Lawrence R. Maxwell Hearing Site: New Orleans, LA
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18-01717 | 09/07/2018 | Claimant(s): Stifel, Nicolaus & Co.., Keefe, Bruyette & Woods. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Duncan Preston Respondent Lawyers(s): Duncan Preston Arbitrator(s): William M. Getzoff Hearing Site: St. Louis, MO
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16-02453 | 12/29/2017 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Andrew Shapren Respondent(s): Jeffrey Olson Respondent Lawyers(s): Aaron R. Hartman Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN
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15-02863 | 08/10/2017 | Claimant(s): Hilltop Securities Inc. Claimant Lawyers(s): Brandon S. Reif Respondent(s): Andrew Harvey, Brett Levinson, Carla Osbourne, Harvey Frank, Stifel, Nicolaus & Co.., Wyatt Farmer Respondent Lawyers(s): Kevin K. Fitzgerald Arbitrator(s): Thomas J. Doherty, Evan A. Gould, Ann Elizabeth DiGiorgio Hearing Site: San Diego, CA
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15-03346 | 04/17/2017 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Andrew J. Shapren Respondent(s): John Fisher Respondent Lawyers(s): Michael Mui Arbitrator(s): John J. Vesey Hearing Site: New York, NY
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15-01145 | 08/10/2016 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Gerald Burns Respondent(s): Christian Harkness Respondent Lawyers(s): Stephen L. Morgan Arbitrator(s): Michael F. Jordan, Terry F. Peppard, Laura Anne Lamberg Hearing Site: Milwaukee, WI
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16-00244 | 07/06/2016 | Claimant(s): Stifel, Nicolaus & Co.. Claimant Lawyers(s): Jeffrey C. Primiano Respondent(s): Arthur King Respondent Lawyers(s): Arthur Kenneth King Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL
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14-01676 | 05/12/2016 | Claimant(s): Wedbush Securities Inc. Claimant Lawyers(s): John L. Erikson Respondent(s): Stifel, Nicolaus & Co.., Gary Whinery Respondent Lawyers(s): Joseph A. Dougherty Arbitrator(s): Michael D. Weiner, Daniel B. MacLeod, John Robert Oreskovich Hearing Site: Boise, ID
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