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FINRA Awards for Mark Elston

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0126101/02/2020Claimant(s): Mark Elston
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Reno, NV
19-0120611/01/2019Claimant(s): Mark Elston
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Philip Aaron Tymon
Hearing Site: Reno, NV
19-0120510/31/2019Claimant(s): Mark Elston
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Julie Flynn
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV

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