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FINRA Awards for John Fisher

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0334604/17/2017Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): John Fisher
Respondent Lawyers(s): Michael Mui
Arbitrator(s): John J. Vesey
Hearing Site: New York, NY

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