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FINRA Awards for Madelyn A. Levy

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Displaying 10 out of 17 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0023708/18/2023Claimant(s): Christopher Ortiz
Claimant Lawyers(s): Seth N. Bursky
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Madelyn A. Levy, Jeanne M. Keefe, Denise Sagua
Hearing Site: New York, NY
23-0022506/15/2023Claimant(s): Eric Yamin
Claimant Lawyers(s): David E. Robbins
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Madelyn A. Levy, Edward W. Morris, Gerald M. Levine
Hearing Site: New York, NY
19-0000105/05/2022Claimant(s): Legend Securities.
Claimant Lawyers(s): Salvatore Caruso
Respondent(s): COR Clearing LLC, Stocktrade Network.
Respondent Lawyers(s): Carl S. Burkalter, Salvatore Caruso
Arbitrator(s): Charles L. Henderson, Madelyn A. Levy, Thomas Hansen Boast
Hearing Site: New York, NY
18-0054802/24/2020Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew Shapren
Respondent(s): Jerald Slowik
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Kip C Lubcke, Madelyn A. Levy, David John Reilly
Hearing Site: New York, NY
18-0259201/30/2019Claimant(s): Ivan Shore
Claimant Lawyers(s): John Coster
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Madelyn A. Levy, Mary Ellen Burns, Annamaria Boccia Smith
Hearing Site: New York, NY
15-0281611/18/2016Claimant(s): Scout Trading
Claimant Lawyers(s): Robert A. Giacovas
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): John I. Erikson
Arbitrator(s): Dennis M. Pape, Richard D. Gueren, Madelyn A. Levy
Hearing Site: New York, NY
14-0387007/12/2016Claimant(s): Frank Christensen
Claimant Lawyers(s): Anthony Paduano
Respondent(s): Mark Nauman, William Gollner, KCCI, Ltd., Lampert Capital Markets Inc.
Respondent Lawyers(s): Paul F. Carvelli, Randy Lampert
Arbitrator(s): Richard W. Vallario, Thomas E. Duggan, Madelyn A. Levy
Hearing Site: New York, NY
11-0024803/02/2016Claimant(s): Meridian Equity Partners.
Claimant Lawyers(s): George Brunelle
Respondent(s): Joseph Niles, Casey Professional Services, Casey Securities
Respondent Lawyers(s): Michael P. Guta
Arbitrator(s): Stanley F. Meyerson, Madelyn A. Levy, Ernesto V. Luzzatto
Hearing Site: New York, NY
13-0370810/06/2015Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Thomas Wilson
Respondent Lawyers(s): Thomas B. Wilson
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
14-0187909/14/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Angela A. Turiano
Respondent(s): Thomas Buckley
Respondent Lawyers(s): Thomas Buckley
Arbitrator(s): Mary L. Merkle, Madelyn A. Levy, Linda Ashley
Hearing Site: New York, NY

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