Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03759 | 04/27/2017 | Claimant(s): Steven Rakoff Claimant Lawyers(s): Adam Gana Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Joseph C. Coates Arbitrator(s): Robert J. Kheel, Madelyn A. Levy, Natalie Jennifer Bordeaux Hearing Site: New York, NY |  | Expungement |
| 10-05618 | 05/08/2013 | Claimant(s): Cheryl Star Claimant Lawyers(s): David M. White Respondent(s): John Magnesio, UBS Financial Services Inc., Steven Kyriakos Respondent Lawyers(s): Amy Bard Arbitrator(s): Sandra J. Mullings, Madelyn A. Levy, Myrna E. DeJesus Hearing Site: New York, NY | | Expungement |
| 10-01909 | 12/01/2010 | Claimant(s): James Harrington Claimant Lawyers(s): James E Harrington Respondent(s): Securities America. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Madelyn A. Levy, David J. Pine, Lori H. Carena Hearing Site: New York, NY | | $0 |
| 09-01381 | 05/26/2010 | Claimant(s): Guy Girgenti Claimant Lawyers(s): Guy Girgenti Respondent(s): Janice Ginsburg, Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Barbara J. Glenns, Madelyn A. Levy, Philip R. Lochner Hearing Site: New York, NY | | Expungement |
| 09-06604 | 04/29/2010 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R. Matthew Ingraham Respondent(s): Joseph Buscema Respondent Lawyers(s): Joseph Buscema Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | | $0 |
| 09-01244 | 08/11/2009 | Claimant(s): TD Ameritrade. Claimant Lawyers(s): R. Matthew Ingraham Respondent(s): Mujib Rahman Respondent Lawyers(s): Mujib Rahman Arbitrator(s): Madelyn A. Levy Hearing Site: New York, NY | | $0 |