FINRA Awards for Wells Fargo Advisors Financial Network

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 71-80 out of 88 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-04009	11/27/2012	Claimant(s): Edward Jones Claimant Lawyers(s): Christopher A. Pickett Respondent(s): Wells Fargo Advisors Financial Network, Ellen Boyce Respondent Lawyers(s): Jordan D. Becker, Thomas Bradford Lewis Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, Jane Kwok Ping Tam Hearing Site: Baltimore, MD
12-00012	07/23/2012	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Wayne Wolf Respondent Lawyers(s): Wayne Edward Wolf Arbitrator(s): Michael M. Hachigian Hearing Site: Las Vegas, NV
12-00066	07/19/2012	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Stephen Grant Respondent Lawyers(s): Stephen Duncan Grant Arbitrator(s): Terry M Lloyd Hearing Site: San Francisco, CA
10-05048	02/24/2012	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Frederick Facka Respondent Lawyers(s): Frederick Facka Arbitrator(s): Glenn H. Catalano, David Paul Clark, Ramon M. Brinkman Hearing Site: Richmond, VA
11-01941	02/16/2012	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Jessica G. Klein Respondent(s): John Markland Respondent Lawyers(s): John Jay Markland Arbitrator(s): Stephan Paul Carrier Hearing Site: Baltimore, MD
11-00854	02/09/2012	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Renan I. Sugarman Respondent(s): John Goodson Respondent Lawyers(s): John Goodson Arbitrator(s): G. Brooks Euler, Arthur L. Tepper, John G. Manley Hearing Site: Nashville, TN
10-04979	11/28/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): David Allen Respondent Lawyers(s): Armand Salese Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ
11-01940	11/22/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Jessica G. Klein Respondent(s): Richard Brooks Respondent Lawyers(s): David M. Lazarus Arbitrator(s): Lester M. Rosenberg Hearing Site: Miami, FL
11-00224	05/26/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory Tendrich Respondent(s): Marc Frankel Respondent Lawyers(s): Marc J. Frankel Arbitrator(s): Donald S. Simons Hearing Site: Los Angeles, CA
10-02380	05/16/2011	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Gregory S. Tendrich Respondent(s): Michael Gibson Respondent Lawyers(s): Matthew B. Baum Arbitrator(s): Martin J. Kotowski Hearing Site: San Francisco, CA