| 18-00175 | 10/23/2018 | Claimant(s): Jeffrey Fratarcangeli
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): William C. Kubicz, Robert J. Scafuri, Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 17-00577 | 06/01/2018 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Dave Rao
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
| | |
| 17-02535 | 04/19/2018 | Claimant(s): Mitchell Horst
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Michael John Florio
Hearing Site: Las Vegas, NV
| | |
| 17-00544 | 02/26/2018 | Claimant(s): Anthony Bavedas
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Prudential Equity Group, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Megan Christensen
Arbitrator(s): Khadijah B. Matin, Zung T. Nguyen
Hearing Site: New York, NY
| | |
| 15-01104 | 12/18/2017 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Bradley Fullington
Respondent Lawyers(s): Bradley Wayne Fullington
Arbitrator(s): Maurice M. Feller, Mary F. Kampa O'Mara, Sarah J. Nordlund
Hearing Site: Nashville, TN
| | |
| 17-00934 | 11/17/2017 | Claimant(s): Joseph Mahoney
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian Betz
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE
| | |
| 16-03086 | 03/20/2017 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Patrick Bennett
Respondent Lawyers(s): Patrick Glenn Bennett
Arbitrator(s): Ralph L. Jacobson
Hearing Site: San Francisco, CA
| | |
| 16-00543 | 12/12/2016 | Claimant(s): John Toman
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Brett W. Everhart, Doris V. Knotter, Randy R. Maher
Hearing Site: San Diego, CA
| | |
| 16-01545 | 10/21/2016 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Brian Bischoff
Respondent Lawyers(s): Brian R. Bischoff
Arbitrator(s): Terry F. Peppard
Hearing Site: Indianapolis, IN
| | |
| 14-00307 | 09/08/2016 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Michael Zent, Nicolas Tabellion
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Isidoro Berkman, Gary S. DeWeese, Mark Edward Hoaglin
Hearing Site: San Francisco, CA
| | |
