23-01633 | 01/25/2024 | Claimant(s): Joseph Petrillo Claimant Lawyers(s): Kathleen Patchel Respondent(s): Equitable Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ
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23-01225 | 01/25/2024 | Claimant(s): Todd Gomes Claimant Lawyers(s): Kathleen Patchel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA
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23-02059 | 01/25/2024 | Claimant(s): Edward Anselmin Claimant Lawyers(s): Edward F. Anselmin Respondent(s): Quest Capital Strategies. Respondent Lawyers(s): Carolyne Tsai Arbitrator(s): Annamaria Boccia Smith, Carol Maria Luttati, Lawrence A Spallanzani Hearing Site: Jersey City, NJ
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23-03049 | 01/25/2024 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith J. Barnett Respondent(s): David Ridenour Respondent Lawyers(s): David Kyle Ridenour Arbitrator(s): Mary Elizabeth Skelnik Hearing Site: Oklahoma City, OK
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23-01490 | 01/24/2024 | Claimant(s): Joseph Bauer Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Amanda L. Parisi Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
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22-02447 | 01/24/2024 | Claimant(s): Claimant Lawyers(s): Respondent(s): Donald McKiernan, William O'Connor, Landolt Securities. Respondent Lawyers(s): Lloyd R. Schwed, William Raymond O'Connor Arbitrator(s): Leon Fox, Kimberly Ann Powers, Dennis Elverman Hearing Site: Milwaukee, WI
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23-00513 | 01/24/2024 | Claimant(s): Crystal Garrett Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX
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23-00790 | 01/24/2024 | Claimant(s): John Turner Claimant Lawyers(s): John Hitchings Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX
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23-02255 | 01/24/2024 | Claimant(s): David Warshaw Claimant Lawyers(s): Tosh Grebenik Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Abe I. Borenstein, Charles Platto, John Warner Lowe Hearing Site: New York, NY
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23-02601 | 01/24/2024 | Claimant(s): Joseph Doku Claimant Lawyers(s): Christopher H Tovar Respondent(s): Mutual of America Securities LLC Respondent Lawyers(s): John McLean Arbitrator(s): Lanny M. Leff, Michael Kelley, Richard Kent Mahrle Hearing Site: Phoenix, AZ
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