23-01042 | 04/24/2024 | Claimant(s): Stephen Kiront Claimant Lawyers(s): John D. Stewart Respondent(s): Woodstock Financial Group. Respondent Lawyers(s): William J. Raike Arbitrator(s): Peter A. Goldman, Clive I. Morrick, Aymen Aboushi Hearing Site: New York, NY
| | |
19-03270 | 04/23/2024 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Jacob Williams Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): Barbara M. Zak, Marie Ann Stein, Alina Landver Hearing Site: Los Angeles, CA
| | |
23-01744 | 04/22/2024 | Claimant(s): Ronald Beckner Claimant Lawyers(s): Everett Pritchard Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Michael J Norton Hearing Site: Denver, CO
| | |
23-02134 | 04/22/2024 | Claimant(s): Sandra Scanni Claimant Lawyers(s): Sandra Scanni Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christopher Murdoch Arbitrator(s): Joan Maxine Secofsky Hearing Site: New York, NY
| | |
23-03051 | 04/19/2024 | Claimant(s): Sanford C. Bernstein & Co., AllianceBernstein, L.P. Claimant Lawyers(s): Christopher C. Coss Respondent(s): Charles Lynch, Elijah Dornstreich, UBS Financial Services Inc., Ryan DePaul Respondent Lawyers(s): Gary J. Lieberman, James L. Komie Arbitrator(s): Richard Lewis Zack, Colin Bell, Hope A. Comisky Hearing Site: Philadelphia, PA
| | |
23-02277 | 04/19/2024 | Claimant(s): Christine and Claude Inch Claimant Lawyers(s): Christine and Claude Inch Respondent(s): Pruco Securities., Prudential Equity Group, Harry Weber Respondent Lawyers(s): Jennifer E. Novoselsky, Kendra S. Canape Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
| | $0 |
23-03037 | 04/19/2024 | Claimant(s): Gerard Costello Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Andrew M. Schmertz Hearing Site: New York, NY
| | |
23-01309 | 04/19/2024 | Claimant(s): Eli Ward Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO
| | |
23-01642 | 04/19/2024 | Claimant(s): Maria Giatzikis Claimant Lawyers(s): Joseph P. Allgor Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Christopher C. Coss Arbitrator(s): Bryan Lane Berson Hearing Site: New York, NY
| | |
23-03040 | 04/18/2024 | Claimant(s): Michael Depasquale Claimant Lawyers(s): James P. Galvin Respondent(s): M Holdings Securities., Nationwide Securities Respondent Lawyers(s): Daniela Paez, Jason D. Christian Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ
| | |