| 18-02854 | 11/25/2020 | Claimant(s): Timothy Bussey, Bussey Law Firm, P.C., Bussey Law Firm 401K Profit Sharing Pla
Claimant Lawyers(s): James R. Miller
Respondent(s): Danny Holladay, Ian Ahrendsen, Michael Clark, MML Investors Services, Llc
Respondent Lawyers(s): Derek C. Anderson, Julie E. Ravis, Michael H. Clark
Arbitrator(s): Steven Meyrich, Thomas R. Bromberg, Andrew Barton
Hearing Site: Denver, CO
|  | $0 |
| 19-02692 | 11/25/2020 | Claimant(s): Susan Jakab
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): David L. Ruderman, John N. Greer, Roberto Rafael Pinero
Hearing Site: Baltimore, MD
| | $0 |
| 14-00936 | 11/24/2020 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Robert Halder
Respondent Lawyers(s): Matthew R. Beatty
Arbitrator(s): Oren L. Connaway, Richard Roger Brewer, Stephen Neil Foster
Hearing Site: Houston, TX
| | $0 |
| 19-01989 | 11/24/2020 | Claimant(s): Bradley Gardner
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Daniel Catone, Redwood Investment Group.
Respondent Lawyers(s): Cary S. Lapidus
Arbitrator(s): Dean J. Dietrich, Scott Robert Shewan, Jonathan Polland
Hearing Site: San Francisco, CA
| | $0 |
| 20-00026 | 11/24/2020 | Claimant(s): Joseph Biondolillo
Claimant Lawyers(s): Scott Holcomb
Respondent(s): J.P. Turner & Company, L.L.C., vFinance Investments
Respondent Lawyers(s): David Feldstein, Emily A. Hayes
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | $0 |
| 20-00508 | 11/24/2020 | Claimant(s): Trajan Sung
Claimant Lawyers(s): Frances Menzer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | $0 |
| 20-00621 | 11/24/2020 | Claimant(s): Woodford Mooers
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ethan Weinberg
Arbitrator(s): Mimi B. Osiason
Hearing Site: Columbia, SC
| | $0 |
| 20-00684 | 11/24/2020 | Claimant(s): John Stevens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Julie Marie Miller
Hearing Site: Houston, TX
| | $0 |
| 20-00950 | 11/24/2020 | Claimant(s): Christopher Gammon
Claimant Lawyers(s): Chad Weaver
Respondent(s): IMS Securities.
Respondent Lawyers(s): Jackie Wadsworth
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
| | $0 |
| 20-01355 | 11/24/2020 | Claimant(s): Mike Spencer
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Charles G. Michaels
Hearing Site: Wichita, KS
| | $0 |
