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FINRA Awards for John Stevens

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0068411/24/2020Claimant(s): John Stevens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Julie Marie Miller
Hearing Site: Houston, TX

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