| 20-02147 | 01/29/2021 | Claimant(s): Jason Stephens
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
| | $0 |
| 20-02448 | 01/29/2021 | Claimant(s): Brian Schiller
Claimant Lawyers(s): Amy B. Bard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 19-02604 | 01/29/2021 | Claimant(s): Jeffrey Mogensen, Rhonda Mogensen
Claimant Lawyers(s): Stephan Louviere
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Paul H. Lamboley
Hearing Site: Salt Lake City, UT
|  | $0 |
| 20-02269 | 01/29/2021 | Claimant(s): Liam Glynn
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Joseph C. Cascarelli
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | $0 |
| 20-02516 | 01/29/2021 | Claimant(s): Adam Langer
Claimant Lawyers(s): Ross J. Kartez
Respondent(s): Adam Lang, Charles Natt, Morgan Stanley, John Topham
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
| | $300 |
| 20-02945 | 01/29/2021 | Claimant(s): Choicetrade
Claimant Lawyers(s): Neville Golvala
Respondent(s): Yulier Machado
Respondent Lawyers(s): Hossameldin Abdelkarim
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | $0 |
| 20-00635 | 01/28/2021 | Claimant(s): Colette Wigart
Claimant Lawyers(s): Colette Erica Wigart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Dean J. Dietrich
Hearing Site: Reno, NV
| | $0 |
| 20-01465 | 01/28/2021 | Claimant(s): Brian Addington
Claimant Lawyers(s): Brian Luther
Respondent(s): Banc of America Investment Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): John J. Flynn
Hearing Site: San Francisco, CA
| | $0 |
| 20-02229 | 01/28/2021 | Claimant(s): Joseph Dimauro
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
| | $0 |
| 19-01143 | 01/28/2021 | Claimant(s): Howard Barron, Howard Barron Revocable Living Trust, Restated Howard B. Young Revocable Trust
Claimant Lawyers(s): Brian Levin
Respondent(s): Arete Wealth Management
Respondent Lawyers(s): Linda Ieleja Gerstman
Arbitrator(s): Raymond J. Sterling, Patrick R. Sughroue, Frank Todd Aiello
Hearing Site: Detroit, MI
| | $515,072 |
