| 20-02431 | 02/09/2021 | Claimant(s): Renuka Tummala
Claimant Lawyers(s): Renuka Tummala
Respondent(s): Robinhood Financial
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Harvey R. Linder
Hearing Site: Raleigh, NC
|  | $300 |
| 18-01288 | 02/08/2021 | Claimant(s): David Romhilt
Claimant Lawyers(s): Sandra Lahens
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Ross E. Firsenbaum
Arbitrator(s): Douglas F. Stone, Ivan W. Harper, Michael S. Lazan
Hearing Site: New York, NY
| | $0 |
| 20-01324 | 02/08/2021 | Claimant(s): Trevor Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): William F. Etherington
Hearing Site: Richmond, VA
| | $0 |
| 20-01566 | 02/08/2021 | Claimant(s): Jeffrey Diaz
Claimant Lawyers(s): Jeffrey Diaz
Respondent(s): WTS Proprietary Trading Group LLC
Respondent Lawyers(s): Peter Discenza
Arbitrator(s): Robert L. Palleschi, Khadijah B. Matin, Daniel Robbins
Hearing Site: New York, NY
| | $0 |
| 20-01941 | 02/08/2021 | Claimant(s): David Chieco
Claimant Lawyers(s): Richard S. Meisner
Respondent(s): The Jeffrey Matthews Financial Group LLC
Respondent Lawyers(s): Stephen Cucchia
Arbitrator(s): Marvin L. Schuldiner
Hearing Site: Jersey City, NJ
| | $0 |
| 17-03293 | 02/08/2021 | Claimant(s): Elvira Feliksa, Michael Feliksa, Elvira E. Feliksa Roth IRA, Michael J. Feliksa IRA, Michael J. Feliksa Roth IRA, Elvira E. Feliksa Trust
Claimant Lawyers(s): Deanna Besbekos-LaPage
Respondent(s): Scott Reed
Respondent Lawyers(s): Michael D. Shore
Arbitrator(s): John J. Fitzpatrick, George King, Robert James Wilkie
Hearing Site: San Francisco, CA
| | $0 |
| 20-01630 | 02/05/2021 | Claimant(s): Marc Alexander
Claimant Lawyers(s): J. Michael Bishop
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Tiana M. Towns
Arbitrator(s): Scott A. Schweber
Hearing Site: Atlanta, GA
| | $0 |
| 20-02318 | 02/05/2021 | Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Michael Dellaporta
Respondent Lawyers(s): Michael Joseph Dellaporta
Arbitrator(s): Steven Gerard Goerke, Michael Mazor, Jay Andrew Meyers
Hearing Site: Boca Raton, FL
| | $0 |
| 20-02820 | 02/05/2021 | Claimant(s): Donna DeSanctis
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | $0 |
| 20-03080 | 02/05/2021 | Claimant(s): Jeffrey Burton
Claimant Lawyers(s): Clayton B. McCullough
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): John P. Cullem, Richard S. Zaifert, Christopher Cecil Lamb
Hearing Site: Columbia, SC
| | $0 |
