Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02621 | 02/18/2021 | Claimant(s): Randall Childress Claimant Lawyers(s): Brian Luther Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): William E. Hartsfield Hearing Site: Dallas, TX | $0 | |
| 20-02657 | 02/18/2021 | Claimant(s): Everett Weinberger, William Giordano Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Alice E. Winkler Hearing Site: New York, NY | $0 | |
| 20-02828 | 02/18/2021 | Claimant(s): Nicolas Meyer Claimant Lawyers(s): James P. Galvin Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Carl E. Ver Beek Hearing Site: Indianapolis, IN | $0 | |
| 19-01044 | 02/17/2021 | Claimant(s): Shawna Mead Claimant Lawyers(s): Shawna Danette Mead Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Robert L. Chase, Robert M. Singer, Karen Kim Hearing Site: Hartford, CT | $0 | |
| 20-01505 | 02/17/2021 | Claimant(s): Jason Erickson Claimant Lawyers(s): Brian Luther Respondent(s): Capital Financial Services., United Planners' Financial Services Of A Respondent Lawyers(s): David B. Hauer, Gordon Dihle Arbitrator(s): Mark S. Gleason Hearing Site: Minneapolis, MN | $0 | |
| 20-01775 | 02/17/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory Tendrich Respondent(s): Richard Flecca Respondent Lawyers(s): Richard Warren Flecca Arbitrator(s): Richard J. Fuller Hearing Site: Orlando, FL | $0 | |
| 20-02128 | 02/17/2021 | Claimant(s): Bill Thompson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Sherry R. Wetsch Hearing Site: Oklahoma City, OK | $0 | |
| 20-02257 | 02/17/2021 | Claimant(s): Michael McCrainie Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): John P. Cullem, Joan Stearns Johnsen, Mitchel Weiss Hearing Site: Jacksonville, FL | $0 | |
| 20-02311 | 02/17/2021 | Claimant(s): Aaron Easter Claimant Lawyers(s): Brian Luther Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Samantha D. Parrish Arbitrator(s): James E. Bartels Hearing Site: Seattle, WA | $0 | |
| 20-02433 | 02/17/2021 | Claimant(s): Equitable Advisors, Equitable Network Claimant Lawyers(s): Raha Assadi Respondent(s): Michael Gopie Respondent Lawyers(s): Michael P. Gopie Arbitrator(s): Steven Gary Leventhal Hearing Site: New York, NY | $0 |