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FINRA Awards for Karen Kim

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0104402/17/2021Claimant(s): Shawna Mead
Claimant Lawyers(s): Shawna Danette Mead
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Robert L. Chase, Robert M. Singer, Karen Kim
Hearing Site: Hartford, CT

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