Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01842 | 03/25/2021 | Claimant(s): Jeffrey Pratt Claimant Lawyers(s): Zachary T Hayes-Macaluso Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 20-02361 | 03/25/2021 | Claimant(s): Brian Bushwell Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Securian Financial Services., WS Griffith Securities. Respondent Lawyers(s): Beth Wiederholt, Nancy J. Engberg Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 20-02413 | 03/25/2021 | Claimant(s): Peter McColgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Kevin R. Zehe Hearing Site: Cincinnati, OH | ||
| 20-02460 | 03/25/2021 | Claimant(s): Thomas Clark Claimant Lawyers(s): Dochtor Kennedy Respondent(s): E.F. Hutton & Company., Lehman Brothers Inc Respondent Lawyers(s): Edward Turan, Thomas E. Hommel Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC | ||
| 20-02629 | 03/25/2021 | Claimant(s): James Aughenbaugh Claimant Lawyers(s): Brian Luther Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): William A. Fynes Hearing Site: Dallas, TX | ||
| 20-03073 | 03/25/2021 | Claimant(s): Robert Mabe Claimant Lawyers(s): Brian Luther Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX | ||
| 20-03076 | 03/25/2021 | Claimant(s): Jason Oleet Claimant Lawyers(s): Brian Luther Respondent(s): Oleet Securities Respondent Lawyers(s): Jason Oleet Arbitrator(s): Douglas M. Branson Hearing Site: Montpelier, VT | ||
| 20-03150 | 03/25/2021 | Claimant(s): Thomas Paulson Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Susanne J. Hollander Hearing Site: Chicago, IL | ||
| 19-00474 | 03/25/2021 | Claimant(s): Alberto Nieves, Gladys Anton Claimant Lawyers(s): Darryl J. Bouganim Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Jack Friedman, Mary Ellen Burns, Edmund Timothy Donovan Hearing Site: New York, NY |  | $250,000 |
| 19-02299 | 03/25/2021 | Claimant(s): Interactive Brokers LLC Claimant Lawyers(s): Daniel A Spector Respondent(s): Auguste Capital Partners Respondent Lawyers(s): Leon Baer Borstein Arbitrator(s): Alejandro Miguel Garro, Gerald H. Grayson, Amy Jill Baranoff Hearing Site: New York, NY | | $0 |