Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02350 | 03/29/2021 | Claimant(s): Veralynn Starostecki Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American General Securities Incorporated Respondent Lawyers(s): James Noblett Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD | ||
| 20-02407 | 03/29/2021 | Claimant(s): Anthony Pasculli Claimant Lawyers(s): Richard S. Meisner Respondent(s): The Jeffrey Matthews Financial Group LLC Respondent Lawyers(s): Stephen Cucchia Arbitrator(s): Michael Fischetti Hearing Site: Jersey City, NJ | ||
| 20-02581 | 03/29/2021 | Claimant(s): Thomas Threlfall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY | ||
| 20-02603 | 03/29/2021 | Claimant(s): Ganesh Iyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 20-02739 | 03/29/2021 | Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA | ||
| 20-03049 | 03/29/2021 | Claimant(s): John Cortale Claimant Lawyers(s): Matthew R. Kaufmann Respondent(s): JHS Capital Advisors Respondent Lawyers(s): John Kelliher Arbitrator(s): Richard P. Regan Hearing Site: Washington, DC | ||
| 20-02617 | 03/29/2021 | Claimant(s): Bill Wolfe and Debbie Wolfe Claimant Lawyers(s): Bill Wolfe Respondent(s): Amber McCormick, Larry Potts Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Patricia Ann Tracey Hearing Site: Columbia, SC |  | Expungement |
| 16-03450 | 03/26/2021 | Claimant(s): Cantor Fitzgerald & Co. Claimant Lawyers(s): Nirav S. Shah Respondent(s): Jefferies LLC Respondent Lawyers(s): Joanna Wright Arbitrator(s): Larry H. Irom, John J. Kilkenny, Joseph L. Calabrese Hearing Site: New York, NY | ||
| 20-01951 | 03/26/2021 | Claimant(s): Peter Bobolia Claimant Lawyers(s): Harris Freedman Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Will Murphy Hearing Site: Boca Raton, FL | ||
| 20-02006 | 03/26/2021 | Claimant(s): James Underhill Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Matthew Tracy Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ |