Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03042 | 04/09/2021 | Claimant(s): David Golson Claimant Lawyers(s): Sarah K. Yates Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Robert J. Gregory Hearing Site: Birmingham, AL | ||
| 20-03691 | 04/09/2021 | Claimant(s): Blake Nakamura Claimant Lawyers(s): Erika Binnix Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Mary M. O'Neil Hearing Site: San Diego, CA | ||
| 20-03350 | 04/09/2021 | Claimant(s): Iouri Bobrov Claimant Lawyers(s): Iouri Bobrov Respondent(s): Fidelity Brokerage Services LLC, UMB Financial Services. Respondent Lawyers(s): Eric. D. Martin, Noah D. Sorkin Arbitrator(s): Kendall C. Reed, Andrea Luise Halperin, David Harvey Failer Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12212 |
| 20-03439 | 04/09/2021 | Claimant(s): Konstantin Kaplun Claimant Lawyers(s): Konstantin Kaplun Respondent(s): Tradestation Securities. Respondent Lawyers(s): Steven M. Greenbaum Arbitrator(s): Mark T Risner Hearing Site: Los Angeles, CA | | Dismissed by Rule 12212 |
| 20-03759 | 04/09/2021 | Claimant(s): Wolfgang Kotzur Claimant Lawyers(s): Wolfgang Kotzur Respondent(s): Joseph Steward Respondent Lawyers(s): Joseph Jemel Steward Arbitrator(s): Anna M. Fanelli Hearing Site: New York, NY | | $0 |
| 20-01507 | 04/08/2021 | Claimant(s): Michael Morgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-02216 | 04/08/2021 | Claimant(s): Mark Dutram Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 20-02585 | 04/08/2021 | Claimant(s): Thomas Loper Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): David A. Schuler Hearing Site: Oklahoma City, OK | ||
| 20-02710 | 04/08/2021 | Claimant(s): Howard Saxauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Benjamin F. Breslauer Hearing Site: Las Vegas, NV | ||
| 20-03136 | 04/08/2021 | Claimant(s): Mitchell Horst Claimant Lawyers(s): Brian Luther Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeff Palmer Arbitrator(s): Thomas E Shuck Hearing Site: Las Vegas, NV |