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FINRA Awards for Howard Saxauer

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0271004/08/2021Claimant(s): Howard Saxauer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Las Vegas, NV

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